Audit Planning & Quality
Archer Audit Planning & Quality enables internal audit teams to define and risk assess their audit entities and universe, plan for audit engagements in upcoming periods, and manage their audit staff and schedule. Audit Planning & Quality integrates rich management risk and control information, enabling internal audit to ensure their audit objectives are aligned with enterprise risk management and other related groups. The use case puts you in control of the entire audit planning lifecycle, enabling improved governance of audit-related activities while also providing integration with your risk and control functions.
For the key features and benefits of this use case, see the Data Sheet on the Archer Community: https://community.rsa.com/docs/DOC-40093
Audit Planning & Quality is a use case in the Audit Management solution area. The following sections describe the use cases that Audit Planning & Quality requires as a prerequisite, which use cases you can upgrade to as your audit program matures, and which use cases in other solution areas you can integrate for additional business context and functionality.
Prerequisite and next use cases
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Issues Management |
Audit Planning & Quality |
Explore related use cases in other Solution areas. See the following section. |
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Audit Engagements & Workpapers |
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Related use cases in other solution areas
Application |
Use Cases |
Primary Purpose(s) of the Relationship |
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Control Procedures / Control sets |
Controls Assurance Program Management
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When you scope Control Procedures as an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Control Procedures record. |
Risk Register |
When you scope Risk Register as an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Risk Register record. |
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Process Narratives |
When you scope by Process Narratives into an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Process Narratives record. |
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Business Unit |
IT Asset Catalog |
When you scope by Business Units into an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Business Unit record. |
Applications |
Audit Engagements & Workpapers Business Continuity & IT Disaster Recovery Planning IT Asset Catalog Information Security Management System IT Security Vulnerabilities Program |
When you scope by Applications as an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Application record. |
Facilities |
Audit Engagements & Workpapers Business Continuity & IT Disaster Recovery Planning |
When you scope by Facilities as an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Facilities record. |
Business Processes |
When you scope by Business Processes as an audit entity, this allows the Data Feed Manager to populate the related risks and controls associated with the Business Process record. |
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Compliance Scope |
When you scope by Compliance Scope as an audit entity, this Allows the Data Feed Manager to populate the related risks and controls associated with the Compliance Scope record. |
The following additional resources are available for this use case:
The following resources are also available for the Audit Management solution area:
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